Maricopa Community Colleges  MSP208   19962-20076 
Official Course Description: MCCCD Approval: 11/28/95
MSP208 19962-20076 LEC 3 Credit(s) 3 Period(s)
Legal, Regulatory, and Ethical Issues in Funeral Service
Mortuary law regulation by the Funeral Trade Commission, and ethical issues in funeral service.
Prerequisites: Admission to the Mortuary Science program.
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MCCCD Official Course Competencies:
 
MSP208   19962-20076 Legal, Regulatory, and Ethical Issues in Funeral Service
1. Define and contrast mortuary law and ethics, and cite the sources of mortuary law. (I)
2. Define probate law as it applies to funeral service. (II)
3. Identify and explain state statutes, regulations, and rules that govern funeral service. (III)
4. Define ethics, and distinguish between legalistic conduct and ethical conduct. (IV)
5. Describe standards of personal and professional ethics that apply to funeral service personnel. (V, VI, VII, VIII, IX, X, XI, XII, XIII, XIV)
6. Describe standards of ethics that apply specifically to the deceased human body. (VII)
7. Describe standards of ethics that apply to interactions with the media, including promotion and advertising of the funeral service establishment. (IX)
8. Describe standards of ethics that apply to pre-arranged funeral transactions. (X)
9. Describe standards of ethics that apply to funeral service transactions arranged at the time of need. (XI)
10. Describe standards of ethics that govern relationships among colleagues within funeral service. (XII)
11. Describe standards of ethics that govern transactions involving more than one funeral director. (XIII)
12. Describe the funeral director's ethical obligation to professional associations. (XIV)
13. Explain the role of the Funeral Trade Commission in regulating the practice of funeral service. (XV)
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MCCCD Official Course Outline:
 
MSP208   19962-20076 Legal, Regulatory, and Ethical Issues in Funeral Service
    I. Mortuary Law
        A. Fundamentals
          1. Mortuary law or jurisprudence
          2. Ethics
        B. Source of mortuary law
          1. Common law
          2. Case law
          3. Statutes: state and federal
            a. Exercise police power
            b. Health department laws
            c. Business operational laws
          4. Ordinances: local government
            a. Location of funeral home
            b. Location of cemeteries
          5. Administrative law
        C. Courts
          1. Courts of equity authority
          2. Stare decisis
          3. Probate courts
          4. Settlement of disputed funeral bills
        D. The dead human body
          1. Types of death
            a. Brian death
            b. Clinical death
            c. Definition of moment that death occurs varies from state to state
          2. The dust of a long dead body is not classified as a body
          3. The bones of a skeleton are not classified as a body
        E. Property and property rights in a dead human body
          1. No property theory
          2. Property theory
          3. Quasi-property theory
        F. Obligations of final disposition
          1. Historical background
            a. Religious
            b. Legal
          2. How it arises
            a. Right vested in decedent
            b. Necessity of disposition
          3. Methods of disposition
            a. Burial
            b. Burial at sea
            c. Entombment
            d. Cremation
              (1). Final disposition of remains
              (2). Legal concerns
            e. Delivery for dissection
          4. Uniform anatomical gift act
          5. Persons having primary duty of disposition
            a. Householder
            b. Surviving spouse
            c. Next of kin
            d. Personal representative
            e. Volunteer
          6. Secondary duty of disposition is upon public authorities
        G. Right to control final disposition
          1. Distinction between right and duty of final disposition
          2. Nature and extent of the right of final disposition
            a. Primary right: persons having primary right
              (1). Decendent's wishes
              (2). Surviving spouse
              (3). Next of kin
              (4). Personal representative
              (5). Decedent's guardian
              (6). Volunteer
            b. Secondary right: public authority
              (1). State
              (2). County
              (3). Local
          3. Custody of the body
            a. Actual
            b. Constructive
          4. Rights of party charged with disposition of the body
            a. Custody of dead body
            b. Ability to convey custody to a funeral director
            c. Superintend the funeral
            d. Do that which is necessary to effect disposition
        H. Disinterment/exhumation
          1. In the public interest
          2. For private reasons
          3. Contractual reasons
          4. Right of disinterment
          5. Necessary permits
        I. Invasion of rights
          1. The dead human body
            a. Improper or unauthorized embalming
            b. Necessity for maintaining embalming reports
            c. When embalming is required
          2. Obstruction of funeral arrangements
            a. Hospital
            b. Public official
            c. Funeral director
            d. Survivor disputes
        J. Postmortem examination
          1. Need for proper authority
          2. Autopsy vs. dissection
          3. Unauthorized autopsy
          4. Contractual (e.g., insurance policies)
          5. Right of public officials
            a. Coroner/medical examiner/justice of the peace
            b. Health officers
            c. Public welfare officers
        K. Torts involving the dead human body
          1. Negligent conduct
          2. Desecration of the grave
          3. Burial in absence of next of kin
          4. Mutilation
            a. Unauthorized embalming
            b. Right of possession implies receiving body in its condition at time of death
            c. Unauthorized removal of mustache, beard, etc.
            d. Performing procedures other than those required for normal embalming
          5. Unauthorized photographs
          6. Error in final disposition
          7. Liens and attachments, replevin, and insurance
          8. Other torts involving the funeral director
            a. Liability in relation to the funeral director
              (1). Restrictions on the funeral procession
              (2). Volunteer drivers
                (a). Not and agent of funeral director
                (b). Funeral director has no control
                (c). Funeral director usually has no liability
              (3). Agent drivers
                (a). Funeral director has control
                (b). Funeral director has liability
              (4). Livery
            b. Premises liability in relationship to the funeral establishment
              (1). Funeral home
              (2). Church
              (3). Cemetery
              (4). Other
            c. Mental anguish
              (1). Intentional act
              (2). Outrageous act
              (3). Gross negligent act
            d. Bailee-bailor relationship
              (1). Essential conditions
              (2). Type of bailments
        L. Liability for funeral expenses
          1. Decedent's estate
            a. Funeral contract
            b. Filing of claims
            c. Priority of claims
          2. Contract: express
            a. Pre-need
            b. Pre-financed
          3. Volunteer
          4. Public authorities
          5. Common law may determine who has primary liability
            a. Spouse for spouse
            b. Parents for minor/dependent children
        M. The funeral establishment
          1. Nuisance
            a. Not per se
            b. In fact
          2. Location
            a. Under zoning ordinances
            b. Under no zoning ordinances
          3. Planning a funeral home
            a. Zoning ordinances
            b. Deed restrictions
            c. Building codes
              (1). Parking
              (2). Plumbing
              (3). Electric
              (4). Other
        N. Cemeteries
          1. Classification
            a. Public
            b. Private
            c. National
          2. Location
            a. Police power
            b. Eminent domain
          3. Reasonable rules and regulations
          4. Discrimination
            a. Public
            b. Private
          5. Sale of plots
            a. Rights of ownership
            b. Right to inter subject to cemetery rules
          6. Zoning ordinances
          7. Not a nuisance per se
      II. Probate Law
          A. Wills
            1. Requirements
              a. Must be in writing
              b. Must be signed by testator
              c. Must be witnessed by two or more
            2. Special kinds of wills
              a. Nuncupative
              b. Holographic
              c. Soldiers and sailors
            3. Revocation/amendments
              a. Act of testator
              b. Operation of law
              c. Codicil
            4. Distribution under the will
              a. Abatement
              b. Ademption
              c. Death of legatee
              d. Spouse's election to take action against the will
          B. Intestacy
            1. Order of intestate succession
            2. Methods of distribution
              a. Per capita
              b. Per stirpes
          C. Administration of the estate
            1. Appointment of personal representative
            2. Differences between executor and administrator
            3. Priority of claims
              a. According to the state statues, funeral expenses are a preferred claim
              b. Secured
                (1). Security interest
                (2). Real estate mortgage
              c. Unsecured claims
            4. Insolvent estate
            5. Tests for reasonableness of funeral bill
              a. Cost of funeral in relation to total estate
              b. Social stature of decedent/station in life
              c. Funeral director's knowledge of decedent's financial condition
              d. Local or ethnic customs
            6. Allowable cost items of a funeral
              a. Including but not limited to
                (1). Embalming
                (2). Professional services
                (3). Facilities
                (4). Casket
                (5). Clothing
                (6). Transportation
                (7). Actual burial costs
                (8). Headstone
                (9). Flowers (10) Death notice (11) Vault
              b. Items may be deemed necessary as determined by
                (1). Custom
                (2). Religion
                (3). Fraternal requirements
                (4). Legal requirements
        III. State Statutes, Regulations, and Rules
            A. Limitations as prescribed by the state
              1. Removal of remains without authority
              2. Embalming without authority
              3. Conducting a funeral without authority
              4. Disposition of remains without authority
              5. Mutilation in preparation or restoration of remains
              6. Duties outside the scope of one's licensure
              7. Failure to surrender or dispose of remains upon request
              8. Committing acts which are illegal
            B. Transportation of the dead
              1. Secure proper permits
              2. Methods of shipments
                a. Common carrier
                b. Private carrier
                  (1). Funeral home equipment
                  (2). Livery service
                  (3). Transportation by family
              3. Restrictions due to cause of death
              4. Preparation for shipment
                a. Unembalmed remains
                b. Embalmed remains
                c. Casketed remains
                d. Enclosure other than casket
                e. No enclosure
                f. Outside enclosure
              5. Transportation destinations
                a. Local
                b. Intrastate and across county line
                c. Interstate
                d. Out of the United States
                e. Into United States
              6. Purpose of transportation
                a. For embalming
                b. For burial
                c. For cremation
                d. To another funeral establishment
                e. For anatomical purposes
              7. Fulfill laws relative to
                a. Department of Health
                b. State board of Funeral Service
                c. Intrastate and interstate commerce
            C. Requirements and specifications of the funeral home, including the preparation room
              1. Local, state, and federal standards
                a. Zoning
                b. Building codes
                c. Health codes
                d. O.S.H.A.
                e. Fire and safety standards
                f. Federal Trade Commission rule
              2. Fixed location
              3. Adequate licensed personnel
              4. Access to rolling stock
              5. Adequate facilities for conducting funerals
              6. Display room with adequate number and selection of caskets
              7. Adequately equipped preparation room
                a. Sufficient size
                b. Secluded from public
                c. Walls, ceiling, and floor nonporous and easy to clean
                d. Properly ventilated
                e. Sewer and disposal facilities
                f. Hot and cold running water
                g. Operating table and sufficient instruments and chemicals
                h. Meets sanitary codes or municipality and state
            D. Qualifications for funeral director/mortician/embalmer license
              1. Age
              2. Citizenship
              3. Residency
              4. Moral and legal character
              5. Formal education
                a. High school
                b. Equivalency
                c. College
                d. Mortuary science
              6. Apprenticeship/internship/residency
              7. Board examinations
                a. Written
                b. Practical
                c. Oral
              8. Fees
                a. Original
                b. Renewal and/or reinstatement
            E. Grounds for issuance, revocation, suspension, or refusal to renew or issue licenses
              1. Individual
                a. Fraudulent certificate, license, or diploma
                b. Altered license, certificate, or diploma
                c. Misleading advertising
                d. False statements to obtain license
                e. Soliciting or employing solicitors of dead human bodies
                f. Removal/embalming with permission
                g. Conviction for a criminal act
                h. Use of indecent or obscene language in the immediate hearing of the family
                i. Substance abuse
                j. State of insanity
                k. Performing service outside authorized limits
                l. Refusing to surrender a body when properly ordered to do so
                m. Willful false statement on death certificate
              2. Establishment
                a. Failure to comply with establishment requirements
                b. Misleading or deceiving advertising
                c. Solicitation of dead human bodies
                d. Failure to provide licensed personnel
                e. Willing falsification or records
            F. Requirements for the conducting of funerals
              1. Under licensed supervision
              2. Remains conform with health codes for public/private funeral
              3. Desires of family fulfilled within reasonable limits
            G. Procedures for filing a complaint concerning a violation of the licensing law
              1. A written complaint should be filed with the state board/licensing authority
              2. Board conducts investigation and/or sets hearing
              3. Respondent is advised of charges and time of hearing
              4. Respondent may replay to charges, appear with counsel, and subpoena witness
              5. Judgment administrative action may be issued by
                a. State board
                b. Court action
              6. Respondent may appeal decision
            H. Provisions regarding reciprocity/courtesy cards
              1. Determined by individual states
              2. Special arrangements may exist between or among certain states
              3. State may issue temporary permit to a licensee of another state
              4. A permanent license may be issued to a licensee of other state if reciprocity requirements are met
                a. After a probation period
                b. Upon review by the board
                c. Upon passing reciprocity examination
          IV. Ethics
              A. Definition
              B. Distinguish between legalistic and ethical conduct
              C. Theoretical perspectives
                1. Levels of moral development (Lawrence Kohlberg)
                  a. Level 1: preconventional (premoral)
                  b. Level 2: conventional
                  c. Level 3: postconventional, autonomous, or principled level
            V. Individual/Personal Ethics
                A. Professionalism
                B. Conduct befitting good citizen
                C. Standards of high professional service to the community
                D. Honesty and integrity
                E. Best interests and welfare of profession
                F. Continuing education and awareness
                G. Own family relationships
                H. Religious ethics
              VI. Ethics in Funeral Directing
                  A. Client-family practices
                    1. Confidential responsibility
                    2. Professional counsel
                    3. Service selection
                    4. Merchandise selection
                    5. Financial circumstances
                    6. Knowledgeable and factual representation
                    7. Serving all professionally
                    8. Custody and/or trusteeship of property
                    9. Consideration of religious and ethnic customs
                  B. Community relationships
                    1. Clergy
                    2. Allied (related) professions and services
                    3. Cemetery
                      a. Information
                      b. Influence of family choice
                      c. Commissions
                      d. Personal involvement
                    4. Governmental and public agencies
                      a. Informal functions
                      b. Filing forms on behalf of family or profession
                      c. Memorials (memorial gifts)
                      d. Cooperation
                VII. Ethics in Regard to the Deceased Body
                    A. Confidential responsibility
                    B. Professional procedures
                    C. Cleanliness
                    D. Entrusted care by family
                    E. Privacy in preparation
                    F. Care and concern for the dignity of the deceased body
                    G. Thoroughness of preparation of the deceased
                  VIII. Ethics within a Funeral Service Operation
                      A. Laws, license, and board obligations
                        1. State board rules
                        2. Relationship to governing boards
                        3. Allied professional boards
                      B. Employer-employee relationships
                        1. Hiring practices
                        2. Training for duties
                        3. Environmentally safe working conditions
                        4. Compensation/security
                        5. Personal appearance
                        6. Personal conduct
                        7. Conveyance of positive image of funeral service
                        8. Employee continuing education
                      C. Internship and apprentice relations
                      D. Cleanliness and maintenance of facilities
                      E. Accuracy of records
                        1. Business
                        2. Client-family
                        3. Oral and/or written agreements
                      F. Ethical procedures in cash advances
                      G. Relationship with unlicensed or unethical colleague
                      H. Consumer education
                    IX. Publicity and Promotion Procedures
                        A. Responsibility to the media
                          1. Discretion in release
                          2. Factual information
                        B. Unethical publicity
                          1. Misrepresentation as in warranties, testimonials, and endorsements
                          2. Fraudulent promotion
                          3. Discredit of another funeral director
                        C. Advertising
                      X. Ethics in Pre-Planned Funeral Service
                          A. Pre-planned funeral arrangements
                            1. Wishes, oral and written, fulfilled by funeral director
                            2. Records securely filed
                            3. Privacy of information
                            4. Copies for verification
                            5. Adherence to all state and federal laws
                          B. Pre-funded funeral arrangements
                            1. Trust, insurance, finance knowledge
                            2. Proper instruments completed
                            3. Commissions to third parties
                            4. Adherence to laws and rules
                        XI. Ethics in Funeral Service at Time of Death
                            A. Proper counseling techniques
                            B. Knowledge of community resources
                            C. Professional referrals
                          XII. Relationships among Colleagues
                              A. Understanding, cooperation, and unity
                              B. Sharing of personnel, equipment, and information
                              C. Community image
                              D. Relationship and colleague's employees
                              E. Colleague defamation
                              F. Deference to bereaved family's choice of funeral directors
                            XIII. Joint Funeral Director Relationships
                                A. Prompt and concise action
                                B. No unnecessary expenses
                                C. Representation of another funeral director or firm
                                D. Professional courtesy
                                  1. Sharing of facilities
                                  2. Adequate compensation
                              XIV. Ethical Obligations to Professional Associations
                                  A. Involvement
                                  B. Monetary support
                                  C. Continuing education
                                  D. Codes and practices
                                  E. Professional solidarity
                                  F. Sharing of information
                                  G. Public information
                                  H. International relations
                                XV. Funeral Trade Commission Rules and Compliance Guidelines
                                    A. Terminology
                                      1. Accounting year
                                      2. Alternative container
                                      3. Cash advance item
                                      4. Casket
                                      5. Commission
                                      6. Cremation
                                      7. Crematory
                                      8. Direct cremation
                                      9. F.T.C.
                                      10. Funeral goods
                                      11. Funeral provider
                                      12. Funeral service
                                      13. General price list (GPL)
                                      14. Immediate burial
                                      15. Outer burial container
                                      16. Person
                                      17. Services of funeral director and staff
                                      18. Unfinished wood box
                                    B. Unfair or deceptive acts or practices (misrepresentation)
                                      1. Embalming
                                      2. Casket for direct cremation
                                      3. Outer burial container
                                      4. General legal and cemetery requirements
                                      5. Preservative and protective value claims
                                      6. Cash advance provisions
                                      7. Conditional purchasing
                                    C. Price lists
                                      1. General price list (GPL)
                                        a. Document format
                                        b. Funeral provider's firm name, address, phone no.
                                        c. Document title
                                        d. Effective price data
                                        e. Disclosure statements
                                      1. Choice in item selected disclosure statement
                                      2. Cash advance disclosure statement
                                      3. Non-declinable disclosure statement
                                        f. Distribution of document
                                        g. Customer retention
                                        h. Document contents
                                      1. Professional service charge
                                      2. Facilities and equipment charges
                                      3. Automotive equipment charges
                                      4. Merchandise charges
                                      5. Abbreviated service
                                      6. Casket price list
                                        a. Document format
                                        b. Funeral provider's firm name, address and phone no.
                                        c. Document title
                                        d. Effective price date
                                        e. Merchandise itemization (casket)
                                        f. Merchandise information
                                        g. Descriptive information
                                        h. Document retention
                                        i. Warranty statement
                                      7. Outer burial container price list
                                        a. Document format
                                        b. Funeral provider's name, address, and phone no.
                                        c. Document title
                                        d. Effective price date
                                        e. Merchandise itemization
                                        f. Descriptive information
                                        g. Required disclaimer
                                        h. Document retention
                                        i. Warranty statement
                                    D. Statement of funeral goods and service selected
                                      1. Format
                                      2. Distribution
                                      3. Contents
                                        a. Itemization of selections
                                        b. Itemized cash advances
                                        c. Totals
                                        d. Legal, cemetery and crematory requirements
                                        e. Telephone price discloses
                                        f. Penalties
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