Maricopa Community Colleges  CSI224   20014-20042 
Official Course Description: MCCCD Approval: 12/09/03
CSI224 20014-20042 LEC 2 Credit(s) 2 Period(s)
Retail Investing Systems
Systems used for maintaining investment accounts. Includes the Investor Research and Information System (IRIS) and the Corporate Trust Agency System along with the correspondence system. Prerequisites: None.
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MCCCD Official Course Competencies:
 
CSI224   20014-20042 Retail Investing Systems
1. Explain the function and use of the correspondence system. (I)
2. Demonstrate correspondence system navigation procedures. (I)
3. Explain account registrations. (II)
4. Differentiate between various types of registrations. (II)
5. Compare and contrast registration categories. (II)
6. Explain the function of the Investor Research and Information System (IRIS). (III)
7. Explain types of information available on the IRIS system. (III)
8. Summarize IRIS navigation procedures. (III)
9. Explain the purpose and function of the Corporate Trust Agency Services (CTAS). (IV)
10. Demonstrate procedures for making changes in CTAS. (IV)
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MCCCD Official Course Outline:
 
CSI224   20014-20042 Retail Investing Systems
    I. Correspondence System
        A. Function
        B. Use
        C. Navigation
        D. Procedures
          1. Letters
          2. Redemptions
          3. Certificates
          4. Transfers
          5. Reinvestment
          6. Check Replacement
          7. Liquidation
      II. Registrations
          A. Accounts
            1. Definition
            2. Types
            3. Uses
          B. Categories
            1. Definition
            2. Use
        III. Investor Research and Information System (IRIS)
            A. Toolbar
              1. Menu
              2. Usage
            B. Investor Selection Holdings
              1. Name Search
              2. Fund Search
              3. Certification Search
            C. Accounts
              1. Registration
              2. Address of Record
              3. Container
              4. Holdings
              5. Investor Issue Detail
              6. History
              7. Maintenance
            D. Navigation
              1. Investor Detail
              2. Disbursement Summary
              3. Holdings Summary
              4. Holdings Detail
              5. Tax Information
              6. Transfers
              7. Maintenance
              8. Tracking
              9. By Fund
          IV. Corporate Trust Agency Services (CTAS)
              A. Purpose
              B. Function
              C. Account Access
              D. Procedures
                1. Address Change
                2. Dividend Change
                3. Certificates
                4. Old Accounts
                5. Reinvestment
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