1.
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Explain administrative services. (I)
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2.
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Summarize the use of the Unit Investment Trusts (UIT). (II)
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3.
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Differentiate between various types of UIT. (II)
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4.
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Explain benefits of UIT. (II)
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5.
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Differentiate between supervised and managed portfolios. (II)
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6.
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Explain distribution options and dates. (II)
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7.
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Describe advantages to the long term, intermediate and short-
intermediate UIT. (II)
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8.
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Calculate distribution rates. (II)
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9.
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Explain dealer concession. (II)
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10.
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Compare and contrast secondary market and outright redemptions. (II)
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11.
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Identify procedures for selling redemptions and completing
terminations. (II)
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