1.
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Explain mutual funds and features. (I)
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2.
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Compare and contrast mutual funds to other types of investment funds.
(I)
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3.
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Explain mutual fund categories and investor suitability. (I)
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4.
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Explain procedures for investing in a mutual fund. (II)
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5.
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Describe the purchase application process. (II)
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6.
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Compare and contrast mutual fund purchase plans. (II)
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7.
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Explain "Rights of Accumulation" and "Broker of Record". (II)
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8.
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Explain pricing. (III)
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9.
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Differentiate between various share classes. (III)
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10.
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Summarize advantages to money market funds. (IV)
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11.
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Explain risks of money market funds. (IV)
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